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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-23 |
Branch Locations
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | New York | NY | 09/2006 | 05/2019 |
| Bofa Securities, Inc. | New York | NY | 05/2019 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-05 |
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