Bradford D. Cook

Current Employers

Employment History

• 02/2014 → 10/2017
  James Alpha Management Llc / Global Financial Private Capital, L
  New York, NY
• 09/2015 → 10/2017
  Fdx Capital Llc
  New York, NY
• 12/2016 → 05/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 01/2018 → 11/2020
  Tiaa
  Los Angeles, CA
• 01/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Los Angeles, CA
• 12/2020 → 07/2021
  Waddell & Reed, Inc.
  Las Vegas, NV
• 12/2020 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  N Las Vegas, NV
• 09/2021 → Present
  Fidelity Investments
  Las Vegas, NV
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-11-12 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2020-12-03 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
• 2018-01-08 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Sherman Oaks, CA
• 2016-09-22 → 2017-10-25
  Easterly Funds Llc
  Huntington Beach, CA
• 2016-12-02 → 2017-05-05
  Global Financial Private Capital, Inc.
  Huntington Beach, CA
  Sarasota, FL
• 2009-05-11 → 2010-03-03
  Equitable Advisors, Llc
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Other Names

• Brad Cook
• Bradford David Cook
• Bradford David Thomas Cook
• Bradford Cook