Gregg William Hoffman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Palm, PA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Palm, PA
  Rockville, MD
• 2010-02-17 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Rockville, MD
  Palm, PA
• 2003-12-02 → 2010-02-18
  Securities America Advisors, Inc.
  Palm, PA

Other Businesses

1. 05/2025- GREGG W HOFFMAN - NOTARY- NOTARY- INV Related- At Reported Business Location(s)- Start date 07/08/1998- 2 Hours Per Month 2. 05/2025- Gregg Hoffman - Tax Preperation-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2008- 10 Hours Per Month 3. 05/2025- GREGG HOFFMAN- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/1996- 10 Hours Per Month- 7 Hours During Trading 4. 05/2025- GREGG HOFFMAN- Real Estate Rental- INV Related- At ZIONSVILLE, PA- Start date 06/01/2014- 3 Hours Per Month 5. 05/2025- HOFFMAN TPA SERVICES- Third Party Administrator (TPA)- INV Related- At Reported Business Location(s)- Start date 03/01/2011- 10 Hours Per Month- 3 Hours During Trading 6. 05/2025- HOFFMAN FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/10/2025- 120 Hours Per Month- 120 Hours During Trading 7. 05/2025-MUSICIAN - TROMBONE - RED HILL BAND- Artist/ Musician- Not inv related- Home based- Start date 08/05/2021- 2 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-17
• S63 Uniform Securities Agent State Law Examination
  1996-06-14

Other Names

• Greg William Hoffman