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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-23 |
| NC | RA | APPROVED | 2026-06-22 |
Branch Locations
1030 Admiral Nelson Ct , Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2015 | 05/2026 |
| Charles Schwab Bank | Lone Tree | CO | 07/2016 | 05/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: LIFE INSURANCE POSITION: N/A START DATE: 11/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: VARIABLE PRODUCTS INSURANCE POSITION: N/A START DATE: 11/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: POA START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: POA START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-29 |
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