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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-24 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
2 Howard Place Suite 1, Delmar, NY 12054 • United States
2 Howard Place Suite 1, Delmar, NY 12054 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashton Thomas Securities Llc | Delmar | NY | 01/2005 | 06/2025 |
| Lpl Enterprise Llc | Delmar | NY | 06/2025 | Present |
1. 06/23/2025 - Hartmann Property Mgmt, LLC - Real Estate Rental - Delmar, NY - INV REL - Start Date 01/01/2016 - 5hrs/mth 2. 06/23/2025 - American Marketing assn - Non-Profit Board Member - Albany, NY - NOT INV REL - Start Date 01/01/2020 - 10hrs/mth 3. 06/23/2025 - Hartmann Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - Delmar, NY - NOT INV REL - Start Date 01/01/2016 - 40hrs/mth 4. 06/24/2025-Stephen Hartmann-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Voorheesville, NY-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading 5. 06/24/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading 6. 03/27/2026-Anchor Point Financial Advisors-Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/06/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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