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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fred Daniel & Sons Inc | Tulsa | OK | 05/1995 | Present |
| Jim Ruley & Co Inc | Tulsa | OK | 05/1996 | Present |
| Ruley Financial Group Llc | Tulsa | OK | 01/2011 | Present |
| Voya Financial Advisors | Tulsa | OK | 09/2014 | 11/2021 |
| Lpl Financial Llc | Tulsa | OK | 11/2021 | Present |
| Mariner Independent Advisor Network, Llc | Tulsa | OK | 11/2021 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1)10/12/2021 - Covenant Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2019 2)10/12/2021 - Gregory M. Ruley - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/1996 3)10/12/2021 - Alliant Insurance Services, Inc. - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2020 4)10/12/2021 - Ruley Financial Group LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 01/2011 5) 3/10/2023 - HCSC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 11/03/2014 - 1 Hours Per Month/0 Hours During Securities Trading 6) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-08 |
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