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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2019-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 10/2007 | Present |
| Lpl Financial Llc | Commack | NY | 02/2018 | Present |
1. 02/14/2018 - HASSETT TAX & FINANCIAL SERVICES INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 10/25/07 - 1 During Securities Trading. 3. 02/14/2018 - Hasset Tax & Financial Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 12/19/2002 - 50 Hours Per Month/ 50 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-26 |
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