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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-10-28
  • TX RA
    APPROVED
    Since 2008-10-28

Branch Locations

15770 Dallas Pkwy, Ste 910, Dallas, TX 75248 • United States

5001 Spring Valley Rd, Ste 850W, Dallas, TX 75244 • United States

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2008 Present
Previous Registrations
  • 1996-03-01 → 2008-11-18
    Dallas, TX
    Dallas, TX
  • 1996-03-01 → 2006-12-31
    Hfg Advisors, L.L.C.
    Dallas, TX
Other Businesses

1) MEMBER OF NETWORK OF INDEPENDENT, LOCAL, EXPERIENCED FINANCIAL PROFESSIONALS SERVING PHYSICIANS. INV REL - 10/WK - 10/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/2008 3) EVOS FINANCIAL, 15770 Dallas Pkwy Ste 910, Dallas TX 75248, 10/2008, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 80 HR/MO 80 HR/MO TRADING 4) HEXT WEALTH ADVISORS, ADDRESS NOT PROVIDED, 08/2022, Investment Advisor Representative, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO - 10 HR/MO TRADING 5) HEBGEN LAKE VENTURES, LLC, 90 Lake Shore Dr, West Yellowstone MT 59758, United States, 05/01/2023, Owner, Real Estate, NIR, 3 HR/MO - 0 HR/MO TRADING 6) EVOS, LLC, 15770 DALLAS PKWY STE 910, DALLAS TX 75248, 10/2008, Owner, Owner/Partner of a Business Entity, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-20
  • S63 Uniform Securities Agent State Law Examination
    1995-06-20
Designations

View on SEC IAPD

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