Philip H. Moore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Cuna Mutual Group
  Waverly, IA
• 08/2012 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Midlothian, VA

Previous Registrations

• 2012-08-21 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Richmond, VA
  Chester, VA
  Midlothian, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Chesterfield, VA
  Midlothian, VA
• 2006-10-24 → 2012-08-15
  Ameriprise Financial Services, Llc
  Roanoke, VA
  Mechanicsville, VA
  Roanoke, VA
  Roanoke, VA
  Mechanicsville, VA
  Roanoke, VA
• 2006-04-11 → 2006-11-01
  Equitable Advisors, Llc
  Richmond, VA

Other Businesses

1. 05-18-2022-Call Federal Investments and Retirement- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S66 Uniform Combined State Law Examination
  2006-03-13

Designations

• Certified Financial Planner

Other Names

• Tres Moore