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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-24
PA RA APPROVED 2003-06-26
  • TX RA
    APPROVED_RES
    Since 2015-11-24
  • PA RA
    APPROVED
    Since 2003-06-26

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

3611 Edgemont Ave, Brookhaven, PA 19015 • United States

6 N Macdade Blvd, Glenolden, PA 19036 • United States

50 E Wynnewood Rd, Wynnewood, PA 19096 • United States

3521 Concord Rd, Aston, PA 19014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Aston PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Aston PA 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-30
S65 Uniform Investment Adviser Law Examination 1995-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-11-30
  • S65 Uniform Investment Adviser Law Examination
    1995-11-30

View on SEC IAPD

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