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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

Levittown, NY • United States

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jericho NY 07/2015 Present
Other Businesses

SELF / NOTARY PUBLIC / 8 FLINT LN LEVITTOWN , NY 11756 / ONLY PERSONAL REQUESTS / NON PROFIT / START DATE 01/10/2012 / 1 HR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-07
S63 Uniform Securities Agent State Law Examination 1998-03-03
  • S66 Uniform Combined State Law Examination
    2013-02-07
  • S63 Uniform Securities Agent State Law Examination
    1998-03-03
Other Names
  • Joi Otto
  • Joi Lynn Santos
  • Joi Lynn Santos

View on SEC IAPD

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