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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2016-12-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Bedford | NH | 04/2009 | 10/2016 |
| Lpl Financial, Llc | Manchester | NH | 11/2016 | Present |
1. 03/04/2025- Ketel Tax Services, LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 02/12/2025- 2 Hours Per Month 2) 04/11/2025 - Ketel Law, PC - Not Investment Related - Other - Legal Services - all types - At Reported Business Location(s)- Start date:03/26/2025 - 10 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-29 |
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