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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-18 |
| TX | RA | APPROVED | 2023-10-17 |
| MT | RA | APPROVED | 2019-01-10 |
| CA | RA | APPROVED | 2018-11-02 |
| GA | RA | APPROVED | 2018-11-02 |
| IL | RA | APPROVED | 2018-11-02 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
67 East Garner Road Suite 100, Brownsburg, IN 46112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloomington Parks Dept. | Bloomington | IN | 01/1996 | Present |
| John Hancock Mutual Life Insurance Co. | Indianapolis | IN | 02/1996 | Present |
| Signator Investors, Inc. | Columbus | OH | 02/1996 | Present |
| Royal Alliance Associates, Inc. | Brownsburg | IN | 11/2018 | Present |
1. SIGNATURE FINANCIAL GROUP POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2013 ADDRESS: 67 E Garner Rd., Ste.100, Brownsburg IN 46112, United States DESCRIPTION: Sales/marketing of securities and insurance products 2. SIGNATURE FINANCIAL GROUP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2013 ADDRESS: 67 E Garner Rd., Ste.100, Brownsburg IN 46112, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 3. 842 LAND HOLDINGS POSITION: Partner NATURE: LLC w 3 PartnersMyselfJerry BrawleyIsaac Sampen INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 102 N Madison Ave, Greenwood IN 46143, United States DESCRIPTION: Partnership thru LLC and a way to diversify my IRA into real estate holdings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-30 |
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