Daniel Scott Chabott

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2018
  Cetera Advisors Llc
  Denver, CO
• 01/2009 → Present
  Clear Sailing Investment Group
  Northfield, MA
• 02/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-10-03 → 2018-02-26
  Cetera Advisors Llc
  Northfield, MA
• 2012-08-22 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Northfield, MA
  Lynnfield, MA
• 2005-12-08 → 2012-08-24
  Osaic Services, Inc.
  Johnston, RI
  Northfield, MA
• 2003-01-24 → 2005-12-12
  Mutual Service Corporation
  Keene, NH
• 2002-11-19 → 2002-12-18
  Eastern Point Advisors Inc.
  Keene, NH

Other Businesses

1) AS OWNER OF 2 APARTMENT BUILDINGS, 198 OLD WENDELL ROAD NORTHFIELD MA, 01/1994, 104 HR/YR 0 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2018, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 3) TC LEGACY LLC, TOMMY'S WAY SWANZEY NH, 11/2022, OWNER, REAL ESTATE, NIR, 8 HR/MO 0 HR/MO TRADING 4) CSIG CHABOTT CORP DBA CLEAR SAILING INVESTMENT GROUP, 198 OLD WENDELL ROAD NORTHFIELD MA, 03/2014, OWNER, DBA, INV REL, 160 HR/MO 130 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-30
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Other Names

• Daniel Scott Chabott