Theodore Leonard Brooks

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Innovative Planning
  New Haven, CT
• 07/2016 → 03/2019
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 08/2016 → 03/2019
  Legend Advisory Corporation
  Palm Beach Gardens, FL
• 01/2017 → 03/2017
  Lincoln Investment
  New Haven, CT
• 07/2019 → 01/2021
  Supreme Alliance Llc
  West Palm Beach, FL
• 01/2021 → Present
  Innovation Partners Llc
  Charlotte, NC
• 01/2021 → Present
  Ip Financial Services, Llc
  Charlotte, NC

Previous Registrations

• 2019-07-22 → 2021-02-01
  Supreme Alliance Llc
  New Haven, CT
  Charlotte, NC
  Charlotte, NC
  North Haven, CT
• 2016-08-02 → 2019-03-14
  Legend Advisory, Llc
  New Haven, CT
  Palm Beach Gardens, FL
• 2012-05-16 → 2016-07-18
  Planmember Securities Corporation
  Farmingville, NY
  New Haven, CT
  New Haven, CT
• 2010-11-24 → 2012-05-17
  Retirement Plan Advisors, Llc
  Chicago, IL
• 2008-08-01 → 2008-11-06
  Nationwide Securities, Llc
  New Haven, CT
• 2008-01-04 → 2008-08-01
  1717 Capital Management Company
  Rocky Hill, CT
  New Haven, CT
• 2006-03-13 → 2006-08-25
  Investors Capital Corp.
  Guilford, CT
• 2005-01-12 → 2005-09-19
  Investors Capital Corp.
  New Haven, CT
• 2003-04-16 → 2004-12-31
  Eastern Point Advisors Inc.
  New Haven, CT

Other Businesses

dba: Innovative Planning (TED BROOKS), INDEPENDANT INSURANCE AGENT. POSITION: Sales of Life and Health insurance NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1994. ADDRESS: 192 Dixwell Ave, New Haven CT 06511, United States DESCRIPTION: Sales of Misc. Health and life annunities

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-22
• S63 Uniform Securities Agent State Law Examination
  1996-05-10

Other Names

• Ted Brooks
• Theodore Leonard Brooks
• T Brooks Jr