Bradley Joseph Schmitz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 02/2018
  Sii Investments, Inc.
  Okoboji, IA
• 10/2008 → Present
  Bank Midwest Trust Services
  Spirit Lake, IA
• 02/2018 → 01/2026
  Lpl Financial Llc
  Okoboji, IA
• 01/2026 → Present
  Raymond James Financial Services, Inc.
  Spirit Lake, IA
• 01/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Spirit Lake, IA

Previous Registrations

• 2018-02-14 → 2026-01-13
  Lpl Financial Llc
  Okoboji, IA
  Spirit Lake, IA
  Wall Lake, IA
  Sioux Falls, SD
  Wall Lake, IA
• 2008-10-20 → 2018-02-14
  Sii Investments, Inc.
  Wall Lake, IA
  Okoboji, IA
  Spirit Lake, IA
  Sioux Falls, SD
  Okoboji, IA
  Spirit Lake, IA
  Appleton, WI
• 2007-10-31 → 2008-10-15
  Berthel, Fisher & Company Financial Services, Inc.
  Urbandale, IA
  West Des Moines, IA
• 2007-04-23 → 2007-09-05
  Morgan Stanley & Co. Llc
  West Des Moines, IA

Other Businesses

(1)Name of Business: Bank Midwest Insurance Address: 1800 Royal Ave, Spirit Lake, IA, 51360-1270, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life Insurance and Fixed and Indexed Annuity Business Sales (2)Name of Business: Midwest Wealth Group Address: 1800 Royal Ave, Spirit Lake, IA, 51360-1270, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor under DBA name Midwest Wealth Group

Exams

• S66 Uniform Combined State Law Examination
  2007-04-20
• S63 Uniform Securities Agent State Law Examination
  2006-02-17

Other Names

• Bradley Schmitz