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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-06 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
122 W. Main Street, Aspen, CO 81611 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-06 |
Branch Locations
122 W Main Street, Aspen, CO 81611 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Aspen | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aspen | CO | 11/2016 | 06/2024 |
| Ashton Thomas Securities | Aspen | CO | 06/2024 | Present |
| Ashton Thomas Securities | Aspen | CO | 06/2024 | Present |
| Ashton Thomas Private Wealth, Llc | Aspen | CO | 06/2024 | Present |
ASHTON THOMAS PRIVATE WEALTH, LLC; INVESTMENT RELATED; 122 MAIN STREET ASPEN, CO 81611; INVESTMENT ADVISER REPRESENTATIVE AS OF 06/2024; 160 HOURS A MONTH DURING TRADING HOURS; INVESTMENT ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-26 |
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