Best Investors
Account
Sign in
Best Investors
Account
Sign in
35 West Broad Street Suite 100, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-04 |
| CT | RA | APPROVED | 2019-02-01 |
Branch Locations
35 West Broad Street Suite 100, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Financial Group, Inc. | Stamford | CT | 08/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Stamford | CT | 01/2009 | 12/2018 |
| Insurance-Non Variable | Stamford | CT | 11/2003 | Present |
| Real Estate | Stamford | CT | 07/2012 | Present |
| Mill River One Llc | Stamford | CT | 07/2013 | Present |
| Sovereign Realty One L.P. | Stamford | CT | 05/2014 | Present |
| Cps Elite Advisors Insurance Services | Stamford | CT | 06/2017 | Present |
1. REAL ESTATE - STAMFORD, CT. OWNER. STARTED 7/2012 TO PRESENT. 2 HOURS WEEKLY, 1 DURING TRADING HOURS. NOT INVESTMENT RELATED. 2. MILL RIVER ONE LLC - STAMFORD, CT. OWNER/MEMBER OF REAL ESTATE LLC. STARTED 7/5/13 TO PRESENT. 1 HOUR WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 3. WWW.STAMFORD4RENT.COM 151 WELLINGTON DRIVE,STAMFORD, CT NATURE OF THE BUSINESS: RENTAL REAL ESTATE PROPRIETOR/OWNER INVESTMENT RELATED:NO 07/23/2012 HOURS PER MONTH 8 HOURS PER MONTH DURING TRADING HOURS: 0 4 .LANDLORD SOVEREIGN FINANCIAL GROUP, INC. ADDRESS: 35 WEST BROAD STREET - SUITE 100,STAMFORD, CT INDEPENDENT RIA POSITION/TITLE: ADVISOR INVESTMENT RELATED:YES START DATE: 09/22/2009 HOURS PER MONTH 16 HOURS PER MONTH DEVOTED DURING TRADING HOURS: 0. I WILL HELP CLIENTS CREATE WRITTEN FINANCIAL PLANS 5. SOVEREIGN REALTY ONE 151 WELLINGTON DRIVE,STAMFORD, CT RENTAL REAL ESTATE PARTNER INVESTMENT RELATED:YES START DATE: 05/07/2014 HOURS PER MONTH 2 HOURS PER MONTH DEVOTED DURING TRADING HOURS: 0 MANAGE RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-06 |
Reach out to this advisor