Kathy Ann Ledvina

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Madison, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Waukesha, WI

Other Businesses

Board of Directors; Novitas Solutions Inc; Director and Audit and Compliance Committee Chairperson; Camp Hill, Pennsylvania, ,; ; 01/03/2012; 1 to 9 hours per month; / GuideWell Source; Board member, Audit & Compliance Committee Chariperson and member of the Personnel and Compensation Committee; 532 Riverside Ave, Jacksonville, FL 32202, ,; Not Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours / First Coast Service Options, Inc; Director and Chairperson of Audit & Compliance Committee; 532 Riverside Ave, Jacksonville, FL 32202, ,; ; 01/03/2011; 1 to 9 hours per month; . Fiduciary Activities; Attorney-In-Fact (POA).

Exams

• S66 Uniform Combined State Law Examination
  2006-01-19

Other Names

• Kathy Ann Dax
• Kathy Ann Ledvina