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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-22 |
| MD | RA | APPROVED | 1995-08-14 |
Branch Locations
9210 Corporate Blvd Ste 240, Rockville, MD 20850 • United States
Ocean City, MD • United States
Germantown, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockville | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockville | MD | 03/2020 | Present |
Board of Directors; The Village at Manchester Farm; Treasurer; 18401 Woodfield Road, Suite H, , Gaithersburg, MD, 20879; Not Investment-Related; 05/15/2005; 1 to 9 hours per month; 0 during trading hours / Barefoot Country Condominium Association; Treasurer; Mann Properties 220 16th Street, , Ocean City, MD, 21842; Not Investment-Related; 04/28/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-04 |
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