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Shawn Marie Urena

Wells Fargo Clearing Services, LLC

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-31
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2024-05-31
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 Present
Previous Registrations
  • 2002-06-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Fresno, CA
    Fresno, CA
Other Businesses

TRUSTEE OF MOTHER'S TRUST, INVT RELATED, FRESNO, CA, START DATE 1/18/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-14
  • S66 Uniform Combined State Law Examination
    2002-10-14
Other Names
  • Shawn Marie Spencer
  • Shawn Marie True

View on SEC IAPD

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