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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-02 |
| GA | RA | APPROVED | 2020-05-13 |
Branch Locations
3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Atlanta | GA | 02/2010 | 02/2017 |
| Ubs Financial Services | Atlanta | GA | 07/2017 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 11/2017 | 04/2020 |
| Jpmorgan Securities, Llc. | Atlanta | GA | 11/2017 | 04/2020 |
| Unemployed | Atlanta | GA | 02/2017 | 07/2017 |
| Morgan Stanley | Atlanta | GA | 04/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-14 |
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