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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-26
  • CA RA
    APPROVED
    Since 2017-07-26

Branch Locations

Fullerton, CA • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hank Yeh Wang, Cpa Artesia CA 04/1984 04/2017
Massachusetts Mutual Life Insurance Company Newport Beach CA 06/2017 Present
Mml Investors Services Newport Beach CA 06/2017 Present
Ameriprise Financial Services, Inc. Los Alamitos CA 07/2015 05/2017
  • 04/1984 → 04/2017
    Hank Yeh Wang, Cpa
    Artesia, CA
  • 06/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Newport Beach, CA
  • 06/2017 → Present
    Mml Investors Services
    Newport Beach, CA
  • 07/2015 → 05/2017
    Ameriprise Financial Services, Inc.
    Los Alamitos, CA
Previous Registrations
Other Businesses

Name:  CPT/TAX preparation Inv rel: Y Add: N/A retired Nature: non practicing Position: holds license Start date: n/a No. HR/MO:  0 No. HR/MO during sec trading: 0   Describe duties: holds active license. Retired, non-practicing (2) Name: Hank and Eva Wang Inv Rel: Y Add: 15632 Alden Lane Huntington Beach, CA 92647 & 12225 South Street Units 206,208, 210 Artesia CA 90701 Nature: Renting out single family house and office condo units Position: Property owners Start Date: 7/5/2017 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Contracting with property management company, collection monthly rentals, reviewing annual reports from management company, approving repair bills exceeding $500..etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-28
S63 Uniform Securities Agent State Law Examination 1995-09-07
  • S66 Uniform Combined State Law Examination
    2007-12-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-07
Other Names
  • Hank Wang
  • Hank Yeh Wang
  • Hankyeh Wang

View on SEC IAPD

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