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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-10-29 |
| TX | RA | APPROVED_RES | 2002-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 04/1994 | Present |
I*480820 Entity Type: Governmental Name of OBA: Representative Town Meeting Address: Branford, Connecticut, 06405 Investment Related: No Position, Title, Association: Representative Employee Start Date: 05/08/2015 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Attend town meeting to represent my district in my home town on town business, ordinances and education.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-07 |
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