Trevor Brent Schwartz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 10/2021
  Raymond James And Associates
  San Jose, CA
• 10/2021 → Present
  Raymond James Financial Services, Inc.
  Los Gatos, CA
• 10/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Los Gatos, CA

Previous Registrations

• 2013-08-21 → 2021-10-04
  Raymond James & Associates, Inc.
  San Jose, CA
• 2008-12-05 → 2013-08-30
  Ubs Financial Services Inc.
  Los Gatos, CA
  San Jose, CA
  Los Gatos, CA
  Weehawken, NJ
• 2007-04-02 → 2008-12-08
  Morgan Stanley & Co. Llc
  San Jose, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Jose, CA
  San Jose, CA

Other Businesses

(1)Name of Business: Address: 15255 Karl Ave, Monte Sereno, CA, 95030, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/04/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have a vacation home that we rent time to time. (2)Name of Business: (TSI) Trevor Schwartz Investments - Raymond James Address: 16185 Los Gatos Blvd., Los Gatos, CA, 95032, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the business owner and lead advisor for this business under the RJFS umbrella.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-14
• S63 Uniform Securities Agent State Law Examination
  1995-07-21

Designations

• Certified Financial Planner