Stephen Michael Laine

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Principal Life Insurance Company
  Denver, CO
• 08/2010 → Present
  Mko Financial
  Greeley, CO
• 08/2010 → Present
  Principal Life Insurance Company
  Fort Collins, CO

Other Businesses

*Fixed insurance, DI, LTC, Life, Annuities, 9/6/17.***Poudre School District ACE Program Advisory Board; Not Investment Related; Fort Collins, CO; Advisory Board Chairperson; Service would PSD ACE program to complete paperwork for the Colorado Board of Education and for grant requests. Attending ACE Advisory Board meetings. Role does not oversee a budget, does not get involved in policy or program development.; Start Date: 05/27/2020; 1 hrs per month; 1 during trading hours. BETTER BUSINESS BUREAU SERVING NORTHERN COLORADO AND WYOMING POSITION: Advisory Board Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/20/2022 ADDRESS: 8020 S. County Road 5, Ste 100, Windsor CO 80528, United States DESCRIPTION: I will be serving as Chair of the BBB Advisory Board. The Board is not a governing board. We serve to advice and provide community input to the BBB Professional Staff (including the CEO). I will not have authority or access to BBB bank account.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-22

Designations

• Chartered Financial Consultant