John W Young

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-29
TX	RA	APPROVED_RES	2010-05-06
MD	RA	APPROVED	2009-01-14

FL RA
APPROVED

Since 2021-11-29
TX RA
APPROVED_RES

Since 2010-05-06
MD RA
APPROVED

Since 2009-01-14

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

West Palm Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bethesda	MD	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Bethesda, MD

Previous Registrations

2006-02-21 → 2009-02-03

Citigroup Global Markets Inc.

Bethesda, MD

New York, NY

Bethesda, MD
1996-01-18 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Bethesda, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-31
S63	Uniform Securities Agent State Law Examination	1995-08-25

S65 Uniform Investment Adviser Law Examination

1995-08-31
S63 Uniform Securities Agent State Law Examination

1995-08-25

Other Names

John William Young
John William Young

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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