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CRD 3142378
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-03 |
Branch Locations
8750 Highway 6 S, Houston, TX 77083 • United States
923 Cooper St, Brookshire, TX 77423 • United States
2833 Highway 36 S, Sealy, TX 77474 • United States
10310 Highway 6, Missouri City, TX 77459 • United States
11105 Westheimer Rd Ste F, Houston, TX 77042 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1720 Highway 6, Sugar Land, TX 77478 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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