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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-13
  • FL RA
    APPROVED
    Since 2022-06-13

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Wexford PA 01/2008 02/2018
Td Ameritrade, Inc. Boynton Beach FL 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Fidelity Brokerage Services Palm Beach Gardens FL 07/2020 01/2021
Unemployed Palm Beach Gardens FL 10/2019 06/2020
Raymond James & Associates, Inc. Palm Beach Gardens FL 05/2022 Present
Via Surface Solutions Wellington FL 02/2021 Present
  • 01/2008 → 02/2018
    Scottrade, Inc.
    Wexford, PA
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Boynton Beach, FL
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2020 → 01/2021
    Fidelity Brokerage Services
    Palm Beach Gardens, FL
  • 10/2019 → 06/2020
    Unemployed
    Palm Beach Gardens, FL
  • 05/2022 → Present
    Palm Beach Gardens, FL
  • 02/2021 → Present
    Via Surface Solutions
    Wellington, FL
Previous Registrations
  • 2020-07-31 → 2021-02-11
    Fidelity Personal And Workplace Advisors
    Palm Beach Gardens, FL
  • 2018-02-28 → 2019-09-11
    Td Ameritrade, Inc.
    Boynton Beach, FL
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Boynton Beach, FL
  • 2017-05-16 → 2018-02-26
    Scottrade Investment Management
    West Palm Beach, FL
  • 2007-04-02 → 2007-11-30
    Morgan Stanley & Co. Llc
    Lisle, IL
  • 2006-07-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lisle, IL
Other Businesses

I am currently the owner of an epoxy coatings business specializing in garage floors primarily. I have been the owner from the start in February of 2021. I plan to devote approximately 16 hours a month of my own time on the occasional weekend as the business winds down for customers that I have helped in the past or already discussed work with. This is non investment related and involves what equates to applying an epoxy based color and flake system to upgrade the surface of customers current garage flooring. I provide the estimates and assist in the application of the epoxy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-20
  • S66 Uniform Combined State Law Examination
    2017-03-20
Other Names
  • Kenneth Henry Smail
  • Ken Smail
  • Kenneth Smail
  • Kenneth H Smail

View on SEC IAPD

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