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40 Wall Street Suite 3602, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| DC | RA | APPROVED | 2026-01-05 |
| FL | RA | APPROVED | 2026-01-05 |
| MD | RA | APPROVED | 2026-01-05 |
| NJ | RA | APPROVED | 2026-01-05 |
| OR | RA | APPROVED | 2026-01-05 |
| MA | RA | APPROVED | 2019-01-29 |
| DE | RA | APPROVED | 2016-04-04 |
| CT | RA | APPROVED | 2016-04-01 |
| PA | RA | APPROVED | 2016-04-01 |
| VA | RA | APPROVED | 2016-04-01 |
| NC | RA | APPROVED | 2016-02-29 |
Branch Locations
Delray Beach, FL • United States
40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES
1800 Nw Corporate Blvd Suite 203 , Boca Raton , FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R. F. Lafferty & Co., Inc. | New York | NY | 12/1996 | Present |
NATIONAL INVESTMENT BANKING ASSOCIATION(NIBA) - FINANCIAL INDUSTRY - BOARD OF DIRECTORS - 1 HR A WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-02 |
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