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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-27 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 08/2016 | 01/2025 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 01/2025 | Present |
Real Estate Ownership; Single Family; 5821 Urdea Dr, , Jupiter, FL, 33469; Investment-Related; 02/07/2007 / Condominium; 18081 Se County Line Rd, bldg 17 # 161, Tequesta, FL, 33469; Investment-Related; 01/05/2005 / Condominium; 2116 Se Portofino Circle , , Hobe Sound, FL, 33455; Investment-Related; 01/05/2015.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-18 |
| S66 | Uniform Combined State Law Examination | 2006-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-08 |
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