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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-15 |
| IN | RA | APPROVED | 2017-11-01 |
| TX | RA | APPROVED | 2017-11-01 |
Branch Locations
Treasure Island, FL • United States
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Carmel | IN | 03/2010 | 10/2017 |
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-14 |
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