Lawrence H Mjovig

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-10-20

MI RA
APPROVED

Since 2010-10-20

Branch Locations

151 South Rose Street Comerica Building Ste. 604C, Kalamazoo, MI 49007-4731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger Corp	Portage	MI	09/2001	Present

09/2001 → Present

Linsco Private Ledger Corp

Portage, MI

Other Businesses

1. INDEPENDENT INSURANCE AGENT / PORTAGE, MI / FIXED PRODUCTS ONLY / APPROVED 7-12-2002

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-10-04
S63	Uniform Securities Agent State Law Examination	1995-06-13

S65 Uniform Investment Adviser Law Examination

2010-10-04
S63 Uniform Securities Agent State Law Examination

1995-06-13

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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