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Salem Advisory Group LLC CRD 145697
$76.2M regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1332 Post Road Suite 2A, Wells, ME 04090 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-21 |
| OH | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED_RES | 2018-01-10 |
| MA | RA | APPROVED | 2015-01-02 |
| NH | RA | APPROVED | 2014-02-11 |
| ME | RA | APPROVED | 2009-08-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Wells | ME | 04/1983 | Present |
| Salem Advisory Group, Llc | Wells | ME | 10/2015 | Present |
| Salem Advisory Group, Llc | Wells | ME | 07/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-18 |
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