Todd Peter Obrien

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2022-01-04

SD RA
APPROVED

Since 2022-01-04

Branch Locations

Queen Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Colliers Securities Llc	Minneapolis	MN	03/2003	12/2021
Lpl Financial Llc	San Tan Valley	AZ	12/2021	Present

03/2003 → 12/2021

Colliers Securities Llc

Minneapolis, MN
12/2021 → Present

Lpl Financial Llc

San Tan Valley, AZ

Previous Registrations

2014-01-14 → 2021-12-09

Colliers Securities Llc

Sioux Falls, SD

Minneapolis, MN

Queen Creek, AZ

Sioux Falls, SD

Other Businesses

1. 06/15/2022 - Todd OBrien LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/14/2022 - 174 Hours Per Month/ 7 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-14
S63	Uniform Securities Agent State Law Examination	1995-06-20

S66 Uniform Combined State Law Examination

2012-07-14
S63 Uniform Securities Agent State Law Examination

1995-06-20

View on SEC IAPD