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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-06 |
| PA | RA | APPROVED | 2011-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Wyomissing | PA | 12/2011 | Present |
1. 12/02/11 - BERKSHIRE INVESTMENT GROUP/ DBA ONLY/ WYOMISSING, PA 2. 12/7/2022 - Kiwi Yachts, LLC - Not Investment Related - Home Based - Other - Business Owner - Owner - Start Date - 01/01/2023 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-10 |
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