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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-05
NJ RA APPROVED 2020-06-29
  • NY RA
    APPROVED
    Since 2024-10-05
  • NJ RA
    APPROVED
    Since 2020-06-29

Branch Locations

239 Van Rensselaer Street, Buffalo, NY 14210 • United States

Burt, NY • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 02/2014 Present
Other Businesses

DUAL HATTED AS A BANK OFFICER FOR HSBC BANK (USA) N.A., AN AFFILIATE OF HSBC SECURITIES (USA) INC., ENGAGING IN THE SALE OF BANK RELATED PRODUCTS AND SERVICES. THIS POSITION WILL BE IN CONJUNCTION WITH MY CURRENT ROLE AS A REGISTERED REPRESENTATIVE WITH HSBC SECURITIES (USA) INC. 1.) Amazin'Grace Dance Studio,(not investment related) 6103 Robinson Rd. Lockport, NY 14094, Dance Studio, working as a Teacher and Costume/Prop mistress approximately 4 hours/week on evenings and weekends and more closer to performances. Had volunteered for several years but accepted employment in Sept. 2020 2.) Lakeview Estates Associates (not investment related) 6071 E. Lake Rd. #9, Burt NY 14028 - Serving as Treasurer for Homeowners Association. Approximately 12 hours per month. Effective 7/1/2022. 1. The name of the other business: Town of Newfane 2. Whether the business is investment-related: No 3. The address of the other business: 2737 Main St. Newfane, NY 14108 4. The nature of the other business: Municipality 5. Your position: Committee Member 6. Title/Relationship with the other business: Committee Member 7. The start date of your relationship: 9/1/2026 8. The approximate number of hours/months you devote to the other business: 1-2 hours 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: Serve as a Committee Member with 8-12 other individuals in the development of a framework for future development of Economic Growth & Infrastructure across Agriculture, Tourism & Commercial Development in the Town of Newfane, NY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-24
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    2015-06-24
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25
Other Names
  • Patricia Voelker
  • Patricia Lorna Voelker

View on SEC IAPD

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