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Current Employers
Lisch Investment Management Llc

Jersey City, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-13
FL RA APPROVED 2012-09-14
NJ RA APPROVED 2004-10-28
  • NY RA
    APPROVED
    Since 2022-04-13
  • FL RA
    APPROVED
    Since 2012-09-14
  • NJ RA
    APPROVED
    Since 2004-10-28

Branch Locations

105 Greene Street Ste L5, Jersey City, NJ 07302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Lisch Esq Cpa Ny NY 07/1986 Present
Securities Service Network, Inc. Knoxville TN 09/1999 10/2016
Lisch Investment Management Llc Jersey City NJ 06/2003 Present
Lisch & Lisch Llc Jersey City NY 01/2011 Present
Hudson River Investment Group, Llc Jersey City NJ 01/2011 Present
Leigh Baldwin & Co., Llc Cazenovia NY 11/2016 Present
  • 07/1986 → Present
    Howard Lisch Esq Cpa
    Ny, NY
  • 09/1999 → 10/2016
    Securities Service Network, Inc.
    Knoxville, TN
  • 06/2003 → Present
    Jersey City, NJ
  • 01/2011 → Present
    Lisch & Lisch Llc
    Jersey City, NY
  • 01/2011 → Present
    Hudson River Investment Group, Llc
    Jersey City, NJ
  • 11/2016 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
Previous Registrations
Other Businesses

1) LISCH INVESTMENT MANAGEMENT,LLC - 105 GREENE ST. SUITE L5, JERSEY CITY, NJ 07302 - LLC - RIA - 6/27/2003 - 83 HR/MO/TRD HRS - OWNER. PROVIDE FOR THIRD PARTY MANAGEMENT OF CLIENT MONIES AS WELL AS FINANCIAL ADVICE, BUDGETING, CASH FLOW ANALYSIS, AND MISCELLANEOUS FINANCIAL NEEDS FOR INDIVIDUALS WITH AT LEAST $1,000,000 TO INVEST. - INVESTMENT RELATED 2) LISCH & LISCH LLC - 105 GREENE STREET SUITE L5, JERSEY CITY, NJ 07302 - SINGLE MEMBER LLC - OWNER. PERFORMS ACCOUNTING AND TAX SERVICES - 1/1/2011 - 15 HR/WK/TRD HRS - CERTIFIED PUBLIC ACCOUNTING FIRM THAT PERFORMS ACCOUNTING AND TAX SERVICES- NONINVESTMENT RELATED 3) HUDSON RIVER INVESTMENT GROUP, LLC - 105 GREENE ST. SUITE L5, JERSEY CITY, NJ 07302 - LLC - THIS COMPANY WILL REPLACE LISCH INVESTMENT SERVICES FOR ALL BROKERAGE AND INSURANCE ACTIVITIES NOT THROUGH LISCH INVESTMENT MANAGEMENT LLC - 1/1/2011 - 5 HR/MO/TRD HRS - REGISTERED REPRESENTATIVE INCOME WILL BE TRANSFERED TO THIS ENTITY AND ACTIVITIES AS AN INSURANCE AGENT WILL BE THROUGH THIS ENTITY WHICH HAS BEEN REGISTERED WITH THE INSURANCE DEPT OF THE STATE OF NEW JERSEY. EXPENSES OF THE FORGOING ACTIVITIES WILL BE PAID OUT OF THIS ENTITY. I AM THE LICENSES BROKER FOR THIS ENTITY AS WELL AS THE OPERATING MANAGER. 4) HOWARD LISCH ATTORNEY AT LAW - 105 GREENE ST. SUITE L5, JERSEY CITY, NJ 07302 - SOLE PROP - OWNER.NEW YORK LAWYER - 1986 - 8 HR/MO/TRD HRS - LEGAL SERVICES - NONINVESTMENT RELATED 5) LOFT 5 HOLDINGS LLC- 105 GREENE ST. SUITE L5 JERSEY CITY, NJ 07302 - PARTNERSHIP - PARTNER - 1/1/2012 - 0 HR/MO/TRD HRS - COMMERCIAL REAL ESTATE - NONINVESTMENT RELATED 6) POWER OF ATTY - 7 ROUND HILL, HOLMDEL, NJ 07733 - 01/2003 - NIR - POWER OF ATTORNEY ON MOTHER'S BROKERAGE ACCOUNT. POWER OF ATORNEY ON CHILDREN'S BROKERAGE ACCOUNTS - POWER OF ATTORNEY TO MAKE ALL DECISIONS ON ACCOUNTS - 0 HRS/MO 7) TRUST U/W/O CAESAR MCNAIR - N/A ADDRESS - N/A START DATE - NIR - TESTAMENTARY TRUST - SUCCESSOR TRUSTEE. WILL NOT ACCEPT APPOINTMENT IF I AM STILL SECURITIES LICENSED. - OTHER BUSINESS - 0 HRS/MO TRADING 8) NEW JERSEY NOTARY - MINIMAL TIME SPENT- NO OWNERSHIP- NON INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-01
  • S63 Uniform Securities Agent State Law Examination
    1995-08-01
Other Names
  • Howard (None) Lisch

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