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William Hammond Mathis

Cetera Investment Advisers LLC

Irmo, SC

CRD 2625473

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

Irmo, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Columbia SC 06/1986 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/1986 → Present
    Self-Employed
    Columbia, SC
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, BEGAN 06/1982, 32HRS/WKDY 3HRS/WKEND

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-20
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    2016-12-20
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Bill Mathis
  • William Hammond Mathis

View on SEC IAPD

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