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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| FL | RA | APPROVED | 2018-05-07 |
Branch Locations
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Sarasota | FL | 06/2011 | 05/2018 |
| Raymond James & Associates | Sarasota | FL | 05/2018 | Present |
| Etu Llc | Sarasota | FL | 10/2023 | Present |
(1)Name of Business: ETU LLC Address: 3829 Parkridge Cir, Sarasota, FL, 34243, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 10/26/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Musical DJ and Entertainment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-16 |
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