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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-23
FL RA APPROVED 2020-10-21
MO RA APPROVED 2015-06-22
  • TX RA
    APPROVED_RES
    Since 2022-08-23
  • FL RA
    APPROVED
    Since 2020-10-21
  • MO RA
    APPROVED
    Since 2015-06-22

Branch Locations

2713 1St Avenue North St., St. Petersburg, FL 33713 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Louis MO 06/2015 Present
Raymond James Financial Services Advisors Inc. St. Louis MO 06/2015 Present
Hake Investment Group Saint Louis MO 06/2015 Present
Previous Registrations
Other Businesses

(1)Name of Business: FINRA Address: Various Venues, St. Louis, MO, 63131, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 12/10/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Participate in FINRA arbitration proceedings as a Neutral Arbitrator (2)Name of Business: HAKE INVESTMENT GROUP Address: 11600 Manchester Rd Ste 201, Saint Louis, MO, 63131, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/18/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISOR REPRESENTATIVE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 1995-10-05
  • S65 Uniform Investment Adviser Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    1995-10-05

View on SEC IAPD

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