William J. Goldberg

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 2004-01-02 → 2012-03-22
  Alliancebernstein L.P.
  Houston, TX
• 1995-10-10 → 2003-09-22
  Kpmg Investment Advisors
  Houston, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-19
• S65 Uniform Investment Adviser Law Examination
  1995-05-25

Designations

• Certified Financial Planner

Other Names

• Bill Goldberg
• William Goldberg
• Jeffreywilliam Goldberg
• William Jeffrey Goldberg