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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-09 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; NETCONG, NJ; START: 3/31/16; 0 HR/MO; 0 DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV RELATED; NETCONG, NJ; START: 3/31/16; 0 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
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