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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-04-17
TX RA APPROVED 2012-10-01
  • UT RA
    APPROVED
    Since 2025-04-17
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Dallas TX 12/2015 Present
Previous Registrations
Other Businesses

Entity Name: Allen Harrison Company, LLC Investment related: No Address: Houston, TX 77024 allenharrisonco.com Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential Real Estate Developer, I have no responsibilities for this investment, there is not any connection to JPMC that I am aware of.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-04
S65 Uniform Investment Adviser Law Examination 1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-01-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
Other Names
  • Jim Allen Walker

View on SEC IAPD

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