Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-21 |
| CT | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
285 Riverside Ave Suite 250 [Satellite], Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Westport | CT | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | 11/2024 |
| Wells Fargo Advisors Financial Network, Llc | Westport | CT | 11/2024 | Present |
GREY CLIFF LLC; INV RELATED; FRANKLIN, TN; 100% OWNERSHIP; START DATE 12/13/2024; 5 HRS PER MONTH; 0 HRS DURING TRADING; FINET PRACTICE.| BATES GP, LLC; INV RELATED; FRANKLIN, TN; 90% OWNERSHIP; START DATE 05/06/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; FORMED TO SELL A % TO A LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-24 |
Reach out to this advisor