Janice Nicole Guinn

Current Employers

Employment History

• 07/2008 → 12/2020
  Oppenheimer & Co. Inc.
  Scottsdale, AR
• 02/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ
• 12/2020 → 02/2022
  Self-Employed Paraplanner
  Chandker, AZ

Previous Registrations

• 2018-08-22 → 2020-12-18
  Oppenheimer & Co. Inc.
  Scottsdale, AZ

Other Businesses

1.Ms. Guinn uses Sofia Financial and American Financial Management Group as the names of the business under which she provides investment advice through Private Advisor Group, LLC. ). This activity is at the address where Ms. Guinn is registered, and is related to her investment services practice. Ms. Guinn devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Ms. Guinn devotes to activity providing investment services through PAG. 2.Ms. Guinn is the owner of Guinn Financial Planning LLC through which she operates a financial services practice, but which is owned independently from Private Advisor Group, LLC. This activity is at the address where Ms. Guinn is registered, and is related to her investment services practice. Ms. Guinn devotes about 160 hours per month to this activity, including about 160 hours during securities trading hours, concurrently with time Ms. Guinn devotes to activity providing investment services through Private Advisor Group. 3.Ms. Guinn is an owner of Guinn Properties LLC which rents out a residential property. This activity is not at the address where Ms. Guinn is registered, and is not related to her investment services practice. Ms. Guinn devotes a minimal amount of time to this activity.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17
• S63 Uniform Securities Agent State Law Examination
  2001-01-30

Designations

Other Names

• Cooksey Hodgeboom Rico
• Janice Nicole Clark
• Janice Nicole Clark-Rico