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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-26
MO RA APPROVED 1995-10-31
  • TX RA
    APPROVED_RES
    Since 2022-01-26
  • MO RA
    APPROVED
    Since 1995-10-31

Branch Locations

1525 E Republic Rd Ste B-115, Springfield, MO 65804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield MO 05/1995 03/2020
Ameriprise Financial Services, Llc Springfield MO 03/2020 Present
Other Businesses

Business Ownership; 21st Avenue Properties LLC; ; Residential Lease Property; 1189 S. 21st Avenue Ozark, MO 65721, ,; Not Investment-Related; 10/15/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-21
  • S63 Uniform Securities Agent State Law Examination
    1995-06-21
Designations
Other Names
  • Joseph S Taylor

View on SEC IAPD

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