Best Investors Account Sign in

D'ARcy Ann Henson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-02-16
  • NC RA
    APPROVED
    Since 2018-02-16

Branch Locations

100 N Tryon St, Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 03/2017 Present
Ntt Data Consulting, Inc. Charlotte NC 07/2016 03/2017
Previous Registrations
  • 2012-01-31 → 2016-03-04
    Lpl Financial Llc
    Fort Mill, SC
    Fort Mill, SC
  • 2007-11-26 → 2011-12-31
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2004-01-28 → 2007-11-21
    Lpl Financial Llc
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-30
S63 Uniform Securities Agent State Law Examination 1997-04-30
  • S65 Uniform Investment Adviser Law Examination
    1998-11-30
  • S63 Uniform Securities Agent State Law Examination
    1997-04-30
Other Names
  • Darcy Ann Bartley
  • Darcy A Bacarisse
  • Darcy Ann Bacarisse
  • D'ARcy Ann Bacarisse
  • D'ARcy Ann Henson
  • Darcy Henson

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor