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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-12-01 |
Branch Locations
15 Brintons Bridge Road, Suite 100, West Chester, PA 19382 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Chester | PA | 01/2003 | Present |
| Private Advisor Group, Llc | West Chester | PA | 11/2017 | Present |
(1) 6/23/2003 - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES, TERM AND WHOLE LIFE INSURANCE. - WEST CHESTER, PA. (2) 5/28/2008 - NON-VARIABLE INSURANCE - I HAVE JUST PASSED THE HEALTH & ACCIDENT INSURANCE EXAM AND WILL BE ADDING THAT TO MY INSURANCE LICENSE. I PLAN TO OFFER LTC, DISABILITY, AND HEALTH INSURANCE TO MY CLIENTS THROUGH CRUMP (BISYS). - TIME SPENT 5% - WEST CHESTER, PA. (3) 10/3/2012 - DBA for LPL Business (entity for LPL business) - KUPIEC INVESTMENT GROUP LLC - WEST CHESTER, PA - INV REL - No Time Spent (4) 12/03/2012: DBA for LPL Business (entity for LPL business) / KUPIEC INVESTMENT GROUP / INV REL / WEST CHESTER, PA (5) 11/30/2017: Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/08/2017 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 12/19/2017: Private Advisor Group - DBA: (Hybrid) Kupiec Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/08/2017 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 05/15/2023 - Kupiec Insurance Group, LLC - Investment Related - At Reported Business Location(s) - Other - Property/Casualty Insurance Agency - Owner/ Operator - Start Date 11/29/2011 - 10 Hours Per Month/ 0 Hours During Securities Trading (8) 06/21/2023 - Kupiec Investment Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 02/21/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading (9) 08/22/2023 - Stonebridge Funding Partners LLC - Mortgage/Real Estate Services - Investment Related - At Reported Business Location(s) - Start Date 05/10/2023 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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