Justin Todd Goldman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 02/2018
  Sei
  Oaks, PA
• 02/2018 → 06/2019
  Morningstar Investment Services Llc
  Chicago, IL
• 07/2019 → Present
  Lpl Financial Llc
  Rochester, NY

Previous Registrations

• 2018-06-13 → 2019-06-28
  Morningstar Investment Services Llc
  Rochester, NY
  Haverford, PA
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2012-11-27 → 2018-02-27
  Sei Investments Management Corp
  Rochester, NY
  Oaks, PA
• 2002-10-21 → 2012-10-23
  Manning & Napier Advisors, Llc
  Rockville, MD
  Fairport, NY
  Fairport, NY
  Fairport, NY
• 2001-01-24 → 2012-10-23
  Manning & Napier Advisory Advantage Company, Llc
  Rockville, MD
  Fairport, NY
  Fairport, NY
  Fairport, NY
• 2002-04-24 → 2002-04-24
  Manning & Napier Advisors, Llc
  Rochester, NY

Other Businesses

1. 11/25/2019 - KAFL Insurance Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/21/2019 - 4 Hours Per Month During Securities Trading. 2. 4/1/2020 - Harving Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/31/2020 - 40 Hours Per Month/8 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-08
• S63 Uniform Securities Agent State Law Examination
  1998-10-26